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JB

Jeff Bodner

CAPE SECURITIES
Mcdonough, GA 30253
Some features on this profile are disabled
CRD#: 4453026
JB

Professional summary


Jeff Bodner, who also goes by Jeffrey Bodner, is a registered financial professional currently at CAPE SECURITIES INC. located in Mcdonough, Georgia.

Jeff is registered as a RR (Registered Representative) and started their career in finance in 2001. Jeff has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jeffrey Bodner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jeff Bodner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 31, 2011 - Present

CAPE SECURITIES INC.

Office #1: 1600 Pennsylvania Avenue, Mcdonough, GA 30253
BD
CRD#: 7072
Mcdonough, GA
Past

November 24, 2009 - February 18, 2011

FIRST MIDWEST SECURITIES, INC.

BD
CRD#: 21786
NEW YORK, NY
Past

August 28, 2008 - December 2, 2009

PRESTIGE FINANCIAL CENTER, INC.

BD
CRD#: 30407
NEW YORK, NY
Past

January 7, 2008 - February 12, 2008

ARJENT LTD.

BD
CRD#: 35909
NEW YORK, NY
Past

February 2, 2006 - October 6, 2006

ARJENT LTD.

BD
CRD#: 35909
NEW YORK, NY
Past

July 15, 2005 - July 31, 2008

MCBARRON CAPITAL LLC

BD
CRD#: 131431
NEW YORK, NY
Past

June 23, 2004 - July 6, 2005

AURA FINANCIAL SERVICES, INC.

BD
CRD#: 42822
BIRMINGHAM, AL
Past

May 10, 2004 - June 24, 2004

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

May 24, 2002 - May 6, 2004

J.P.R. CAPITAL CORP.

BD
CRD#: 38056
SYOSSET, NY
Past

December 6, 2001 - June 27, 2002

HARMONIC RESEARCH, INC.

BD
CRD#: 37704
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/26/2025)
RR
California
(1/31/2011)
RR
Connecticut
(9/26/2025)
RR
Georgia
(8/24/2020)
RR
Iowa
(9/17/2025)
RR
Kansas
(8/19/2015)
RR
Massachusetts
(3/4/2024)
RR
New Jersey
(8/19/2015)
RR
New York
(8/19/2015)
RR
North Carolina
(10/27/2025)
RR
Ohio
(9/17/2025)
RR
Oklahoma
(11/9/2022)
RR
Texas
(9/26/2025)
RR
Utah
(8/19/2015)
RR
Virginia
(9/8/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 11/27/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CAPE SECURITIES INC.
CAPE SECURITIES INC.

CRD#: 7072 / SEC#: , 8-20747

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
1600 Pennsylvania Avenue, Mcdonough, GA 30253
Mailing Address
1600 Pennsylvania Avenue, Mcdonough, GA 30253
Phone number
(678) 583-1120
Established
North Carolina since 02/23/1976
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WEBB, JAMES RANDALLCHAIRMAN2089446
BACHMANN, KEVIN SCOTTPRESIDENT1406637
CIANTRO, PHILIPCCO2350685
CIANTRO, PHILIPFINOP2350685
JOKELA, JOHN KEVINCOO5474831

Disclosures


Regulatory Event2
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPE SECURITIES INC.

CRD#: 7072Mcdonough, GA 30253

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