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Luis Francisco Rosa

Luis F. Rosa

ORIGIN INVESTMENT ADVISORY
HENDERSON, NV 89052
Some features on this profile are disabled
CRD#: 4452803
Luis Francisco Rosa

Professional summary

Luis Francisco Rosa, CFP® is a registered financial advisor currently at ORIGIN INVESTMENT ADVISORY LLC located in Henderson, Nevada and SAVVY located in New York, New York.

Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Luis has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Core Areas of Focus

Fixed Fee (Subscription
Retainer
etc.)
Generation X
Investment Advice with Ongoing Management
Investment Advice without Ongoing Management
Millennials
Tax Planning

Question & Answer

What are your service offerings?
Comprehensive Financial Planni...
Debt Management
Retirement Planning
Tax Planning
Investment Planning
Insurance Planning
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Francisco Rosa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

January 14, 2025 - Present

ORIGIN INVESTMENT ADVISORY LLC

Office #1: 2831 Saint Rose Pkwy Suite 200, Henderson, NV 89052
RIA
CRD#: 305353
HENDERSON, NV
Current

December 8, 2025 - Present

SAVVY

Office #1: 111 West 33rd Street Unit 1410, New York, NY 10001
RIA
CRD#: 318493
NEW YORK, NY
Past

April 16, 2020 - February 23, 2026

BUILD A BETTER FINANCIAL FUTURE LLC

RIA
CRD#: 305490
HENDERSON, NV
Past

November 14, 2017 - April 30, 2020

BROOKSTONE WEALTH ADVISORS, LLC

RIA
CRD#: 137658
HENDERSON, NV
Past

June 7, 2016 - October 27, 2017

EQUANIMITY FINANCIAL PARTNERS

RIA
CRD#: 152050
PASADENA, CA
Past

June 3, 2016 - June 30, 2017

ARETE WEALTH MANAGEMENT, LLC

BD
CRD#: 44856
HENDERSON, NV
Past

January 22, 2016 - February 12, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
WHITE PLAINS, NY
Past

May 27, 2015 - May 17, 2016

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
WHITE PLAINS, NY
Past

February 27, 2015 - May 20, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
WHITE PLAINS, NY
Past

May 4, 2012 - February 27, 2015

GRODSKY ASSOCIATES, INC.

BD
CRD#: 29148
WEST ORANGE, NJ
Past

January 7, 2002 - May 5, 2010

GRODSKY ASSOCIATES, INC.

BD
CRD#: 29148
SOUTH ORANGE, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | PILLAR CAPITAL, LLC | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS

CRD#: 318493 / SEC#: 801-123656

RIA
Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nevada
(1/14/2025)
IAR
New York
(12/9/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/20/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/5/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/30/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/8/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/6/2002
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | PILLAR CAPITAL, LLC | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS

CRD#: 318493 / SEC#: 801-123656

RIA
Registered Investment Advisory firm - (4/11/2022 Approved)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
111 West 33rd Street Unit 1410, New York, NY 10001
Mailing Address
Phone number
(833) 745-6789
Established
Firm type
Fiscal year end
# of Employees
60

SEC notice filing (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAVVY ADV PART 2 (8/19/2025)

Regulatory assets under management

Total Number of Accounts3,776
AUM (Assets Under Management)$ 1,295,318,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAVVY

CRD#: 318493Henderson, NV 89052

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Contact information

(xxx) xxx-xxxx

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