Luis F. Rosa

BUILD A BETTER FINANCIAL FUTURE LLC

Pasadena, CA 91106

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CRD#: 4452803

Professional summary

Luis Francisco Rosa, CFP® is a registered financial advisor currently at BUILD A BETTER FINANCIAL FUTURE LLC located in Pasadena, California and ORIGIN INVESTMENT ADVISORY LLC located in Henderson, Nevada.

Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Luis has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Core Areas of Focus

Fixed Fee (Subscription

Retainer

etc.)

Generation X

Investment Advice with Ongoing Management

Investment Advice without Ongoing Management

Millennials

Tax Planning

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Debt Management

Retirement Planning

Tax Planning

Investment Planning

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Francisco Rosa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

April 16, 2020 - Present

BUILD A BETTER FINANCIAL FUTURE LLC

Office #1: 1055 East Colorado Blvd. 5th Floor, Pasadena, CA 91106

RIA

CRD#: 305490

Pasadena, CA

Current

January 14, 2025 - Present

ORIGIN INVESTMENT ADVISORY LLC

Office #1: 2831 Saint Rose Pkwy Suite 200, Henderson, NV 89052

RIA

CRD#: 305353

HENDERSON, NV

Current

December 8, 2025 - Present

SAVVY

Office #1: 111 West 33rd Street Unit 1410, New York, NY 10001

RIA

CRD#: 318493

NEW YORK, NY

Past

November 14, 2017 - April 30, 2020

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

HENDERSON, NV

Past

June 7, 2016 - October 27, 2017

EQUANIMITY FINANCIAL PARTNERS

RIA

CRD#: 152050

PASADENA, CA

Past

June 3, 2016 - June 30, 2017

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

HENDERSON, NV

Past

January 22, 2016 - February 12, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

WHITE PLAINS, NY

Past

May 27, 2015 - May 17, 2016

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

WHITE PLAINS, NY

Past

February 27, 2015 - May 20, 2016

LPL FINANCIAL LLC

CRD#: 6413

WHITE PLAINS, NY

Past

May 4, 2012 - February 27, 2015

GRODSKY ASSOCIATES, INC.

CRD#: 29148

WEST ORANGE, NJ

Past

January 7, 2002 - May 5, 2010

GRODSKY ASSOCIATES, INC.

CRD#: 29148

SOUTH ORANGE, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/17/2020)

IAR

Florida
(7/23/2025)

IAR

Nevada
(4/16/2020)

IAR

New York
(10/27/2021)

IAR

Texas
(8/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/20/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/5/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/8/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/6/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

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Contact information

Main Address

111 West 33rd Street Unit 1410, New York, NY 10001

Mailing Address

Phone number

(833) 745-6789

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAVVY ADV PART 2 (8/19/2025)

Regulatory assets under management

Total Number of Accounts	3,776
AUM (Assets Under Management)	$ 1,295,318,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Luis F. Rosa

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Francisco Rosa's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORIGIN INVESTMENT ADVISORY LLC

SAVVY

BROOKSTONE WEALTH ADVISORS, LLC

EQUANIMITY FINANCIAL PARTNERS

ARETE WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

GRODSKY ASSOCIATES, INC.

GRODSKY ASSOCIATES, INC.

Primary Firm SEC Registration

SAVVY

State Registrations and Notice Filings

Exams

Series 66

Date: 5/20/2015

Series 63

Date: 1/5/2002

SIE

Date: 6/30/2017

Series 7

Date: 6/8/2012

Series 6

Date: 1/6/2002

Current Firm

SAVVY

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAVVY

TRUST BUT VERIFY

Contact information

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