Sheila E. Little

PERIGON WEALTH MANAGEMENT

READING, PA 19607

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CRD#: 4452678

Professional summary

Sheila Elizabeth Little, who also goes by Sheila Elizabeth Brown, Sheila Elizabeth Brown Little, Sheila Elizabeth Brown Krumholz, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Reading, Pennsylvania and FORTUNE FINANCIAL SERVICES, INC. located in Reading, Pennsylvania.

Sheila is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Sheila has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sheila Elizabeth Brown | Sheila Elizabeth Brown Little | Sheila Elizabeth Brown Krumholz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[1] MS. LITTLE IS REGISTERED WITH PERIGON WEALTH MANAGEMENT, LLC ("PERIGON") AND FORTUNE FINANCIAL SERVICES, INC. ("FORTUNE FINANCIAL SERVICES"). MS. LITTLE HAS SERVED AS AN INVESTMENT ADVISOR REPRESENTATIVE ("IAR") OF PERIGON SINCE 02/2024 AND AS A REGISTERED REPRESENTATIVE WITH FORTUNE FINANCIAL SINCE 12/2019; INVESTMENT-RELATED; BUSINESS IS CONDUCTED FROM 2433 MORGANTOWN ROAD, SUITE 103, READING, PA 19607. MS. LITTLE SPENDS 90% OF HER TIME ON INVESTMENT ADVISORY ACTIVITIES AND THE BALANCE AS A REGISTERED REPRESENTATIVE. [2] CFG INSURANCE; NOT INVESTMENT RELATED; AT REPORTED BUSINESS LOCATION; INSURANCE SALES; AGENT; 10/2013; TWO (2) HOURS PER MONTH DURING SECURITIES TRADING HOURS; DUTIES INCLUDE SELLING INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheila Elizabeth Little's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2024 - Present

PERIGON WEALTH MANAGEMENT, LLC

Office #1: 2433 Morgantown Road Suite 103, Reading, PA 19607

RIA

CRD#: 131037

READING, PA

Current

December 4, 2019 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 2433 Morgantown Road Suite 103, Reading, PA 19607

CRD#: 42150

Reading, PA

Past

January 3, 2020 - June 17, 2024

PRUDEO PARTNERS, LLC

RIA

CRD#: 113961

Reading, PA

Past

March 30, 2017 - November 27, 2019

INDEPENDENT ADVISOR ALLIANCE, LLC

RIA

CRD#: 168267

Reading, PA

Past

March 29, 2017 - December 9, 2019

LPL FINANCIAL LLC

CRD#: 6413

READING, PA

Past

August 8, 2013 - April 7, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

READING, PA

Past

March 14, 2013 - April 7, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

READING, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(4/3/2025)

Pennsylvania
(12/4/2019)

IAR

Pennsylvania
(2/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/6/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

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Contact information

Main Address

201 Mission Street Suite 1825, San Francisco, CA 94105

Mailing Address

Phone number

(877) 977-2555

Established

Firm type

Fiscal year end

# of Employees

141

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PERIGON WRAP FEE PROGRAM BROCHURE (3/28/2025)

PERIGON DISCLOSURE BROCHURE AND PRIVACY POLICY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,456
AUM (Assets Under Management)	$ 8,714,418,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2024	Cover Page	Report
10/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sheila E. Little

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheila Elizabeth Little's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

PRUDEO PARTNERS, LLC

INDEPENDENT ADVISOR ALLIANCE, LLC

LPL FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

PERIGON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/6/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2013

FINRA

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERIGON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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