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PJ

Paul Wilson Jones

CRD# 4452673·Registered 2001 - 2003
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Wilson Jones, who also goes by Paul Wilson Jones, was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 2001 - 2003. Paul had worked at 4 firms and has passed the Series 63 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul Wilson Jones

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

BRUNDYN SECURITIES INC.·CRD# 124493
BD
Arlington, TX
June 17, 2003 - July 14, 2003
MORGAN SPAULDING, INC.·CRD# 44604
BD
Dallas, TX
March 4, 2003 - May 1, 2003
AMEREST SECURITIES, INC.·CRD# 40201
BD
Dallas, TX
April 30, 2002 - February 14, 2003
MORGAN SPAULDING, INC.·CRD# 44604
BD
Dallas, TX
November 27, 2001 - February 14, 2002
AMERICAN INVESTMENT SERVICES, INC.·CRD# 21111
BD
Oklahoma City, OK
September 28, 2001 - December 4, 2001

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Current Firm

BS
BRUNDYN SECURITIES INC.

BRUNDYN SECURITIES INC.

CRD#: 124493 / SEC#: 8-65684
BD
Cancelled by SEC on 08/11/2006

Contact Information

Established

Delaware since 10/11/2002

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRUNDYN SECURITIES HOLDINGS, LLCSHAREHOLDER—
BRUNDYN SECURITIES CAPITAL, LLCSHAREHOLDER—
STOUT, ROBERT WESLEYPRESIDENT & FINOP1356443

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2001About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Sep 2001About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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