Paul W. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Wilson Jones, who also goes by Paul Wilson Jones, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2001. Paul had worked at 4 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2003 - July 14, 2003
BRUNDYN SECURITIES INC.
March 4, 2003 - May 1, 2003
MORGAN SPAULDING, INC.
April 30, 2002 - February 14, 2003
AMEREST SECURITIES, INC.
November 27, 2001 - February 14, 2002
MORGAN SPAULDING, INC.
September 28, 2001 - December 4, 2001
AMERICAN INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRUNDYN SECURITIES INC.
CRD#: 124493 / SEC#: , 8-65684
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRUNDYN SECURITIES HOLDINGS, LLC | SHAREHOLDER | |
| BRUNDYN SECURITIES CAPITAL, LLC | SHAREHOLDER | |
| STOUT, ROBERT WESLEY | PRESIDENT & FINOP | 1356443 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
