Robert E. Marks
Professional summary
Robert Elliot Marks, who also goes by Robert Marks, is a registered financial professional currently at CAPSTONE PARTNERS located in Chicago, Illinois.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 5 firms and has passed the Series 63, SIE, Series 62, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Elliot Marks's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2021 - Present
CAPSTONE PARTNERS
Office #1: 222 N. Lasalle Street Suite 1260, Chicago, IL 60601January 6, 2020 - May 24, 2021
P & M CORPORATE FINANCE, LLC
June 6, 2018 - August 5, 2019
WILLIAM BLAIR
February 8, 2012 - January 31, 2018
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
January 17, 2003 - February 7, 2003
PAX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2021)
(6/24/2024)
Exams
Series 62
Date: 3/30/2015
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
CAPSTONE PARTNERS
CRD#: 132185 / SEC#: , 8-66572
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPSTONE CORPORATE FINANCE LLC | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| CASPER, MARK VERNON JR. | CHIEF FINANCIAL OFFICER | 6682711 |
| DAHLKE, STEPHEN MATTHEW | CHIEF COMPLIANCE OFFICER | 2577928 |
| FERRARA, JOHN MARIO II | PRESIDENT | 2097226 |
| JANSON, PAUL EDWARD | DIRECTOR | 4992234 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | EXECUTIVE MANAGING DIRECTOR | 6419334 |
| VALDIVIA, SERENA | AML OFFICER | 7790899 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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