Johannes H. Gerz-escandon

FLEXPATH STRATEGIES

Chapel Hill, NC

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CRD#: 4452546

Professional summary

Johannes H Gerz-escandon, who also goes by Johannes H Gerz-escandon, is a registered financial advisor currently at FLEXPATH STRATEGIES located in Chapel Hill, North Carolina.

Johannes is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Johannes has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Johannes H Gerz-Escandon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kumquat, LLC. Rental properties. I am the General Manager. Role is ensuring properties are rented through outside real estate agent (as necessary) and tenant liaison. Time devoted to the business on a monthly basis is between 1-2 hours, none of which occur during regular business hours. LLC is approximately 14 years old and is legally incorporated in Wyoming. Legal address is 1613 Evans Ave, #63, Cheyenne, WY 82001.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johannes H Gerz-escandon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2025 - Present

FLEXPATH STRATEGIES

RIA

CRD#: 174306

Chapel Hill, NC

Past

July 24, 2015 - September 9, 2025

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

January 5, 2015 - September 9, 2025

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

January 15, 2002 - January 3, 2013

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLEXPATH STRATEGIES

FIDUCIARYPATH | FLEXPATH STRATEGIES LLC | FLEXPATH STRATEGIES | FIDUCIARYPATH ADVISORS

CRD#: 174306 / SEC#: 801-80914

RIA

Registered Investment Advisory firm - (2/13/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/13/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/14/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FLEXPATH STRATEGIES

FIDUCIARYPATH | FLEXPATH STRATEGIES LLC | FLEXPATH STRATEGIES | FIDUCIARYPATH ADVISORS

CRD#: 174306 / SEC#: 801-80914

RIA

Registered Investment Advisory firm - (2/13/2015 Approved)

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Contact information

Main Address

120 Vantis Suite 480, Aliso Viejo, CA 92656

Mailing Address

Phone number

(949) 418-6030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FLEXPATH BROCHURE (5/9/2025)

Regulatory assets under management

Total Number of Accounts	905
AUM (Assets Under Management)	$ 79,850,427,347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Johannes H. Gerz-escandon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johannes H Gerz-escandon's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

JOHN HANCOCK DISTRIBUTORS LLC

Primary Firm SEC Registration

FLEXPATH STRATEGIES

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2015

Series 63

Date: 9/13/2003

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2012

Series 6

Date: 1/14/2002

Current Firm

FLEXPATH STRATEGIES

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLEXPATH STRATEGIES

TRUST BUT VERIFY

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