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TH

Timothy S. Hart

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CRD#: 4452519
TH

Professional summary

Timothy Stephen Hart was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Timothy is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Timothy had worked at 1 firm, which includes LAMPOST CAPITAL L.C..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 11, 2001 - June 14, 2002

LAMPOST CAPITAL, L.C.

BD
CRD#: 43706
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/19/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 11/9/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/10/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/19/2001
General Securities Principal Examination

Current Firm

LC
LAMPOST CAPITAL, L.C.
LAMPOST CAPITAL, L.C.

CRD#: 43706 / SEC#: , 8-50382

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1900 Glades Road Suite 205, Boca Raton, FL 33431
Mailing Address
1900 Glades Rd Suite 205, Boca Raton, FL 33431
Phone number
(561) 883-0454
Established
Florida since 07/16/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MICHAEL S. MEADE IRREVOCABLE CREDIT SHELTER TRUST 09/28/2021NON-VOTING OWNER
MINDY J. MEADE IRREVOCABLE CREDIT SHELTER TRUST 09/28/2021NON-VOTING OWNER
POLLACK, GREGG ALLANCCO2653630
MEADE, MICHAEL SPENCERPRESIDENT / FINOP/COMPLIANCE OFFICIAL/ TRUSTEE, MINDY J. MEADE IRREVOCABLE CREDIT SHELTER TRUST1738234
MEADE, MINDY JANATRUSTEE, MICHAEL S. MEADE IRREVOCABLE CREDIT SHELTER TRUST7446069

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LAMPOST CAPITAL, L.C.

CRD#: 43706

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