Joseph A. Hoffman

GIBRALTAR CAPITAL MANAGEMENT

Tulsa, OK 74136

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CRD#: 4452382

Professional summary

Joseph Alan Hoffman JR, who also goes by Joe Alan Hoffman Jr, is a registered financial advisor currently at GIBRALTAR CAPITAL MANAGEMENT, INC. located in Tulsa, Oklahoma.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Alan Hoffman Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 10/09/2022 - TRC Wealth Management - DBA for LPL Business (entity for LPL Business) - INV REL - At reported business locations(s). 2) 10/09/2022 - JOSEPH HOFFMAN, JR. - NOTARY - INV REL - State of OK - Start Date 01/29/2021

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Alan Hoffman JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2023 - Present

GIBRALTAR CAPITAL MANAGEMENT, INC.

Office #1: 7304 S. Yale Avenue, Tulsa, OK 74136

RIA

CRD#: 122328

Tulsa, OK

Past

February 24, 2023 - March 17, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

TULSA, OK

Past

December 21, 2022 - March 17, 2023

LPL FINANCIAL LLC

CRD#: 6413

TULSA, OK

Past

November 12, 2001 - November 19, 2001

GRAND FINANCIAL, INC.

CRD#: 19571

ADDISON, TX

Past

October 24, 2001 - November 13, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 24, 2001 - November 13, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GIBRALTAR CAPITAL MANAGEMENT, INC.

CRD#: 122328 / SEC#: 801-66289

RIA

Registered Investment Advisory firm - (3/28/2006 Approved)

Arkansas

Registered Investment Advisory firm - (2/14/2006 Terminated)

Oklahoma

Registered Investment Advisory firm - (3/28/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(6/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/22/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/21/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/4/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2001

General Securities Representative Examination

Current Firm

GIBRALTAR CAPITAL MANAGEMENT, INC.

CRD#: 122328 / SEC#: 801-66289

RIA

Registered Investment Advisory firm - (3/28/2006 Approved)

Arkansas

Registered Investment Advisory firm - (2/14/2006 Terminated)

Oklahoma

Registered Investment Advisory firm - (3/28/2006 Terminated)

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Contact information

Main Address

7304 S. Yale Avenue, Tulsa, OK 74136

Mailing Address

Phone number

(918) 492-4209

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

11 11 2025 GIB FORM ADV PART 2A FINAL (11/11/2025)

Regulatory assets under management

Total Number of Accounts	402
AUM (Assets Under Management)	$ 840,552,907

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/18/2024	Cover Page	Report
01/05/2024	Cover Page	Report
02/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph A. Hoffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Alan Hoffman JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

GRAND FINANCIAL, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

GIBRALTAR CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/22/2023

Series 7TO

Date: 12/21/2022

SIE

Date: 11/4/2022

Series 7

Date: 10/23/2001

Current Firm

GIBRALTAR CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GIBRALTAR CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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