Melissa D. Rosenfeld

LISCH INVESTMENT MANAGEMENT LLC

JERSEY CITY, NJ 07302

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CRD#: 4452351

Professional summary

Melissa Dawn Rosenfeld, who also goes by Melissa Dawn Lisch, is a registered financial advisor currently at LISCH INVESTMENT MANAGEMENT LLC located in Jersey City, New Jersey.

Melissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Melissa has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Melissa Dawn Lisch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)LISCH & LISCH LLC - 105 GREEN ST, STE L5, JERSEY CITY, NJ - PARTNERSHIP 57% OWNERSHIP - CERTIFIED PUBLIC ACCOUNTING FIRM THAT PERFORMS ACCOUNTING AND TAX SERVICES - 01/01/2011 - 94% OF TIME - 125 HR/MO/TRD HRS - CERTIFIED PUBLIC ACCOUNTANT PERFORMING ACCOUNTING AND TAX SERVICES - INVESTMENT RELATED 2) LISCH INVESTMENT MANAGEMENT CORP - 105 GREEN ST, STE L5, JERSEY CITY, NJ - PARTNERSHIP, 57% OWNERSHIP- LICENSED ASSISTANT - 01/01/2011 - 5% OF TIME - 1 HR/TRDNG HRS - ASSIST IN FINANCIAL PLAN PREP/RESEARCH - INVESTMENT RELATED 3) HUDSON RIVER INVESTMENT GROUP LLC - 105 GREEN ST, STE L5, JERSEY CITY, NJ - 57% OWNERSHIP - 01/01/2011 - 1% OF TIME - 1 HR/TRDNG HRS - ASSIST IN FINANCIAL PLAN PREP/RESEARCH - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Dawn Rosenfeld's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2013 - Present

LISCH INVESTMENT MANAGEMENT LLC

Office #1: 105 Greene Street Ste L5, Jersey City, NJ 07302

RIA

CRD#: 127753

JERSEY CITY, NJ

Past

November 7, 2016 - August 8, 2022

LEIGH BALDWIN & CO., LLC

CRD#: 38751

Jersey City, NJ

Past

September 26, 2001 - October 31, 2016

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/1/2022)

IAR

New Jersey
(7/15/2013)

IAR

New York
(4/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/28/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/19/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/25/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LISCH INVESTMENT MANAGEMENT LLC

CRD#: 127753 / SEC#:

Florida

Registered Investment Advisory firm - (9/14/2012 Approved)

New Jersey

Registered Investment Advisory firm - (8/28/2003 Approved)

New York

Registered Investment Advisory firm - (1/26/2012 Approved)

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Contact information

Main Address

Jersey City, NJ

Mailing Address

Phone number

(201) 434-1170

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	295
AUM (Assets Under Management)	$ 58,899,531

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Melissa D. Rosenfeld

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Dawn Rosenfeld's CRS (Customer Relationship Summary).

Certified licenses

Experience

LISCH INVESTMENT MANAGEMENT LLC

LEIGH BALDWIN & CO., LLC

SECURITIES SERVICE NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/28/2011

Series 63

Date: 11/19/2001

SIE

Date: 10/1/2018

Series 7

Date: 6/21/2011

Series 6

Date: 9/25/2001

Current Firm

LISCH INVESTMENT MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LISCH INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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