Simon Hamer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Simon Hamer, who also goes by Simon R Hamer, Simon Ronny Hamer, Simon Rony Hamer, Simon Hamer, Simon Rony Mark Hamer, was a registered financial professional .
Simon is a previously registered financial professional and started their career in finance in 2001. Simon had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2020 - June 9, 2021
T3 TRADING GROUP, LLC
July 1, 2019 - September 3, 2019
T3 TRADING GROUP, LLC
October 10, 2013 - January 7, 2016
T3 TRADING GROUP, LLC
February 1, 2013 - August 27, 2013
WTS PROPRIETARY TRADING GROUP LLC
January 25, 2012 - June 21, 2012
WTS PROPRIETARY TRADING GROUP LLC
May 26, 2011 - December 21, 2011
DIMENSION TRADING GROUP, LLC
September 26, 2007 - August 7, 2008
OFFMAN SECURITIES, LLC
December 20, 2002 - May 7, 2003
HEARTLAND SECURITIES CORP.
December 19, 2002 - July 1, 2003
TAFFERER TRADING, LLC
August 1, 2002 - December 13, 2002
TAFFERER TRADING, LLC
January 2, 2002 - August 1, 2002
SKEFFINGTON SECURITIES, L.L.C.
September 10, 2001 - January 2, 2002
TAFFERER TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 7/1/2019
Securities Trader ExamSeries 55
Date: 7/5/2001
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
