Guy-robert A. Porter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guy-robert A. Porter was a registered financial professional .
Guy-robert is a previously registered financial professional and started their career in finance in 2002. Guy-robert had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2019 - March 22, 2024
PORTER KICKHAM
October 2, 2012 - March 22, 2024
ENGINEERED RISK ADVISORY
March 10, 2010 - June 20, 2012
BROOKSTONE SECURITIES, INC.
March 10, 2010 - June 22, 2012
BROOKSTONE SECURITIES, INC.
January 26, 2009 - October 16, 2009
BROOKSTONE SECURITIES, INC.
August 21, 2007 - October 16, 2009
BROOKSTONE SECURITIES, INC.
September 8, 2004 - July 9, 2007
SECURITIES AMERICA ADVISORS, INC.
September 17, 2002 - July 9, 2007
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTER KICKHAM
CRD#: 301103 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 232 |
| AUM (Assets Under Management) | $ 43,503,850 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
