Glenn M. Farkas

AVISTA WEALTH MANAGEMENT

SARASOTA, FL 34240

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CRD#: 4451861

Professional summary

Glenn Michael Farkas, who also goes by Glenn Michael Farkas, Glenn Farkas, is a registered financial advisor currently at AVISTA WEALTH MANAGEMENT located in Sarasota, Florida.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Glenn has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Glenn Michael Farkas | Glenn Farkas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: AVISTA FINANCIAL NETWORK, INC; IS OTHER BUSINESS INVESTMENT RELATED: YES; ADDRESS: 1363 Shermer Road, Suite 330 Northbrook, IL 60062; NATURE OF OTHER BUSINESS: FIXED INSURANCE AND ASSET MANAGEMENT; POSITION: PRESIDENT AND PORTFOLIO MANAGER; STATE DATE: 03/2009; APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO OTHER BUSINESS: 80%; APPROXIMATE NUMBER OF HOURS/MONTH DEVOTE TO OTHER BUSINESS DURING TRADING HOURS: PRINCIPAL, RESPONSIBLE FOR ALL ASPECTS OF THE BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Michael Farkas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2009 - Present

AVISTA WEALTH MANAGEMENT

Office #1: 6901 Professional Parkway E Suite 200, Sarasota, FL 34240

RIA

CRD#: 151366

SARASOTA, FL

Past

March 19, 2021 - February 8, 2023

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

September 9, 2016 - March 25, 2019

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

April 23, 2010 - April 8, 2015

EMERSON EQUITY LLC

CRD#: 130032

NORTHBROOK, IL 60062, IL

Past

October 28, 2009 - May 26, 2010

LONGVIEW FINANCIAL GROUP, INC

CRD#: 38286

PALATINE, IL

Past

February 27, 2009 - September 9, 2009

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

WARRENVILLE, IL

Past

February 7, 2008 - September 9, 2009

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

WARRENVILLE, IL

Past

March 30, 2006 - March 7, 2008

ORION CAPITAL MANAGEMENT INC

RIA

CRD#: 106734

WINNETKA, IL

Past

February 22, 2005 - February 1, 2006

SOLEIL SECURITIES CORPORATION

CRD#: 124737

NEW YORK, NY

Past

June 28, 2002 - January 31, 2005

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

CHICAGO, IL

Past

February 5, 2002 - January 31, 2005

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/10/2009)

IAR

Texas
(6/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2002

General Securities Representative Examination

Current Firm

AVISTA WEALTH MANAGEMENT

AVISTA FINANCIAL NETWORK, INC. | AVISTA WEALTH MANAGEMENT

CRD#: 151366 / SEC#:

Illinois

Registered Investment Advisory firm - (9/10/2009 Approved)

Texas

Registered Investment Advisory firm - (6/1/2022 Conditional Restricted)

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Contact information

Main Address

6901 Professional Parkway E Suite 200, Sarasota, FL 34240

Mailing Address

Phone number

(847) 521-4950

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 31,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Glenn M. Farkas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Michael Farkas's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATION PARTNERS LLC

INNOVATION PARTNERS LLC

EMERSON EQUITY LLC

LONGVIEW FINANCIAL GROUP, INC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

ORION CAPITAL MANAGEMENT INC

SOLEIL SECURITIES CORPORATION

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2002

SIE

Date: 10/1/2018

Series 7

Date: 1/4/2002

Current Firm

AVISTA WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AVISTA WEALTH MANAGEMENT

TRUST BUT VERIFY

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