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RM

Robert P. Masten

ADAPTFIRST INVESTMENTS LLC
Winston-Salem, NC
Some features on this profile are disabled
CRD#: 4451836
RM

Professional summary

Robert Perry Masten is a registered financial advisor currently at ADAPTFIRST INVESTMENTS LLC located in Winston-salem, North Carolina.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Robert has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
2002, Co-Owner of Solar Farm, Non-Investment Related, 2 Hrs/Mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Perry Masten's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 4, 2021 - Present

ADAPTFIRST INVESTMENTS LLC

RIA
CRD#: 289096
Winston-Salem, NC
Past

October 31, 2007 - April 30, 2020

MASTEN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 145287
WINSTON-SALEM, NC
Past

July 25, 2007 - October 31, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
WINSTON SALEM, NC
Past

January 1, 2002 - October 31, 2007

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WINSTON SALEM, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(3/4/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/24/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/25/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/27/2001
General Securities Representative Examination

Current Firm

AI
ADAPTFIRST INVESTMENTS LLC
ADAPTFIRST INVESTMENTS LLC | ADAPTFIRST- TAX AND INVESTMENTS

CRD#: 289096 / SEC#:

California
Registered Investment Advisory firm - (2/23/2021 Approved)
Florida
Registered Investment Advisory firm - (6/6/2022 Approved)
Georgia
Registered Investment Advisory firm - (7/31/2023 Approved)
Indiana
Registered Investment Advisory firm - (6/12/2023 Approved)
Maryland
Registered Investment Advisory firm - (1/25/2021 Approved)
New York
Registered Investment Advisory firm - (10/14/2020 Approved)
North Carolina
Registered Investment Advisory firm - (8/9/2017 Approved)
Ohio
Registered Investment Advisory firm - (9/1/2020 Approved)
South Carolina
Registered Investment Advisory firm - (4/16/2021 Approved)
Texas
Registered Investment Advisory firm - (2/16/2023 Conditional Restricted)
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Contact information

Main Address
Kernersville, NC
Mailing Address
Phone number
(336) 759-0300
Established
Firm type
Fiscal year end
# of Employees
12

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts856
AUM (Assets Under Management)$ 82,650,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADAPTFIRST INVESTMENTS LLC

CRD#: 289096Winston-salem, NC

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