RW
Ronald Wenang
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CRD#: 4451819
RW
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Wenang, CFP®, who also goes by Ronald W. Wenang Jr., was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2001. Ronald had worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ronald W. Wenang Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: LVMR269 LLC Investment related: Y Address: Tampa, FL 33609 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/25/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC for investment real estate owned. Property located at 8175 Arville St, Site 269, Las Vegas, NV 89139 Entity Name: Gator One Development, LLC Investment related: N Address: 4532 W Kennedy Blvd #508 Tampa, FL 33609 Nature of the other business: Mobile application for pilots Position/Title/Relationship: Member of LLC Start Date: 03/15/2021 "Approximate # of hours a month: 0-10 0 during trading hours" Briefly describe your duties: Mobile application development ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: GATOR ONE SUITES, LLC. POSITION: INVESTOR START DATE: 2/28/2020 ADDRESS: 4532 Tampa, FL DETAILS: BUILD SUITES AND LEASE THEM OUT. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: Gator One Suites LLC ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: CIRRUSAF, LLC. POSITION: OWNER START DATE: 9/30/2019 ADDRESS: 4532 Tampa, FL DETAILS: PURCHASING A PLANE TO BE HELD IN LLC FOR LIABILITY PURPOSES. THE PLANE WILL BE LEASED TO A FLIGHT SCHOOL. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: GATOR 1 FITNESS, LLC. POSITION: PARTIAL OWNER - 25% / ACCOUNTANT START DATE: 9/1/2015 ADDRESS: 4532 Tampa, FL DETAILS: PROMOTING A HEALTHY LIFESTYLE THROUGH GROUP FITNESS EXERCISES LED BY QUALIFIED PERSONAL TRAINERS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/26/2013 ADDRESS: 9426 PORT RICHEY, FL. 9101 PORT RICHEY, FL. DETAILS: Real estate INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR PER MONTH HOURS DURING TRADING: 0
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
October 1, 2012 - November 4, 2022
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
TAMPA, FL
Past
October 1, 2012 - November 4, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
TAMPA, FL
Past
June 30, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
TAMPA, FL
Past
June 24, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
TAMPA, FL
Past
March 18, 2008 - September 4, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
RIA
CRD#: 103919
NEW SMYRNA BEACH, FL
Past
March 17, 2008 - September 4, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
BD
CRD#: 103919
NEW SMYRNA BEACH, FL
Past
February 25, 2008 - March 25, 2008
LPL FINANCIAL LLC
RIA
CRD#: 6413
NEW PORT RICHEY, FL
Past
February 21, 2008 - March 25, 2008
LPL FINANCIAL LLC
BD
CRD#: 6413
NEW PORT RICHEY, FL
Past
May 8, 2007 - November 12, 2007
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
TAMPA, FL
Past
April 17, 2007 - November 12, 2007
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
TAMPA, FL
Past
December 19, 2006 - April 4, 2007
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
HOLIDAY, FL
Past
December 13, 2006 - April 4, 2007
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
HOLIDAY, FL
Past
June 3, 2005 - June 9, 2006
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
BROOKSVILLE, FL
Past
May 26, 2005 - June 9, 2006
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
BROOKSVILLE, FL
Past
November 19, 2001 - May 25, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
PORT RICHEY, FL
Past
November 15, 2001 - May 25, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
J.P. MORGAN SECURITIES LLC
BEAR, STEARNS & CO. | JPMORGAN H&Q | JPMORGAN CHASE | J.P.MORGAN SECURITIES INC. | J.P. MORGAN WEALTH MANAGEMENT | J.P. MORGAN SECURITIES LLC | J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES | J.P. MORGAN PRIVATE WEALTH MANAGEMENT | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN PRIVATE CLIENT | J.P. MORGAN PRIVATE BANK | J.P. MORGAN | CHASE PRIVATE CLIENT | CHASE INVESTMENTS | BEAR, STEARNS & CO. INC.
CRD#: 79 / SEC#: 801-3702, 8-35008
RIA
Registered Investment Advisory firm - SEC (4/3/1965 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
J.P. MORGAN SECURITIES LLC
BEAR, STEARNS & CO. | JPMORGAN H&Q | JPMORGAN CHASE | J.P.MORGAN SECURITIES INC. | J.P. MORGAN WEALTH MANAGEMENT | J.P. MORGAN SECURITIES LLC | J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES | J.P. MORGAN PRIVATE WEALTH MANAGEMENT | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN PRIVATE CLIENT | J.P. MORGAN PRIVATE BANK | J.P. MORGAN | CHASE PRIVATE CLIENT | CHASE INVESTMENTS | BEAR, STEARNS & CO. INC.
CRD#: 79 / SEC#: 801-3702, 8-35008
RIA
Registered Investment Advisory firm - SEC (4/3/1965 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
270 Park Avenue, New York, NY 10017
Mailing Address
1111 Polaris Pkwy Floor 3f, Columbus, OH 43240
Phone number
(212) 272-2000
Established
Delaware since 08/12/1985
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
8,327
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
