Felix A. Anderson
Professional summary
Felix Aurelio Anderson is a registered financial professional currently at OCEAN FINANCIAL SERVICES, LLC located in Miami, Florida.
Felix is registered as a RR (Registered Representative) and started their career in finance in 2001. Felix has worked at 6 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Felix Aurelio Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2014 - Present
OCEAN FINANCIAL SERVICES, LLC
Office #1: 780 Nw 42nd Avenue, Suite 500, Miami, FL 33126January 23, 2013 - February 4, 2014
BARCLAYS CAPITAL INC.
August 30, 2011 - August 30, 2012
ATLAS ONE FINANCIAL GROUP, LLC
March 10, 2011 - August 31, 2011
HSBC SECURITIES (USA) INC.
March 1, 2010 - February 18, 2011
ATLAS ONE FINANCIAL GROUP, LLC
February 29, 2008 - January 7, 2010
STANCHART SECURITIES INTERNATIONAL, INC.
September 6, 2001 - September 30, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
OCEAN FINANCIAL SERVICES, LLC
CRD#: 164289 / SEC#: , 8-69092
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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Company Information
OCEAN FINANCIAL SERVICES, LLC
CRD#: 164289Miami, FL 33126TRUST BUT VERIFY
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