KR
Kevin P. Reynolds
GWN SECURITIES
Pembroke Pines, FL 33024
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CRD#: 4451759
KR
Professional summary
Kevin Paul Reynolds is a registered financial advisor currently at GWN SECURITIES INC. located in Pembroke Pines, Florida.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kevin has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)EJ REYNOLDS, INC. NOT INVEST-. 9050 PINES BLVD STE 110, PEMBROKE PINES FL. NATURE IS THIRD PARTY ADMIN FIRM FOR QUALIFIED RETIREMENT PLANS. PRESIDENT. START DATE;8/91 FULL TIME. APPROX 160 HRS/MTH, ALL TRADING HOURS. DUTIES;FUNCTION AS DIRECTOR OF MARKETING AND SALES-RESPONSIBLE FOR OBTAINING NEW RETIREMENT PLAN ENGAGEMENTS FOR THIRD PARTY ADMIN 2)EJ REYNOLDS, INC, 401(K) PROFIT SHARING PLAN & TRUST, 9050 PINES BLVD STE 110, PEMBROKE PINES, FL, QUALIFIED RETIREMENT PLAN TRUSTEE, START 01/1993, <1 HR/MO, <1 HR/MO LIFE & HEALTH INSURANCE POSITION: Sales NATURE: I hold the Florida 2-15 insurance license, which allows me to sell life and health insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2001 ADDRESS: 9050 Pines Boulevard, Suite 110, Pembroke Pines FL 33024, United States DESCRIPTION: I hold the Florida 2-15 insurance license, which allows me to sell life and health insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Paul Reynolds's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin Paul Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2015 - Present
GWN SECURITIES INC.
Office #1: 9050 Pines Boulevard Suite 202, Pembroke Pines, FL 33024RIA
BD
CRD#: 128929
Pembroke Pines, FL
Current
January 9, 2015 - Present
GWN SECURITIES INC.
Office #1: 9050 Pines Boulevard Suite 202, Pembroke Pines, FL 33024RIA
BD
CRD#: 128929
Pembroke Pines, FL
Past
February 25, 2002 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
PEMBROKE PINES, FL
Past
February 25, 2002 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PEMBROKE PINES, FL
Past
October 16, 2001 - February 12, 2002
WALL STREET FINANCIAL GROUP, INC.
BD
CRD#: 35830
VICTOR, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/9/2015)
IAR
Florida(1/20/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Pembroke Pines, FL 33024TRUST BUT VERIFY
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