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Rodolfo Leonel Pages

CRD# 4451753·Registered 2001 - 2016
Previously Registered: Being a previously registered professional could mean that Rodolfo is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Rodolfo Leonel Pages was a registered financial advisor. Rodolfo was a previously registered financial professional and started their career in finance 2001 - 2016. Rodolfo had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

1ST BRIDGEHOUSE SECURITIES, LLC·CRD# 44655
BD
Miami, FL
October 1, 2012 - May 20, 2016
MCAP LLC·CRD# 139515
BD
Miami, FL
February 1, 2010 - June 5, 2012
STANCHART SECURITIES INTERNATIONAL, INC.·CRD# 145126
BD
Miami, FL
February 29, 2008 - September 1, 2009
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
September 6, 2001 - September 30, 2005

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Current Firm

1B
1ST BRIDGEHOUSE SECURITIES, LLC

1ST BRIDGEHOUSE SECURITIES, LLC | L.R. GRAY BROKERAGE SERVICES, LLC

CRD#: 44655 / SEC#: 8-50763
BD
Terminated by SEC on 01/31/2017

Contact Information

Established

Florida since 11/30/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
1ST BRIDGEHOUSE FINANCIAL GROUP, LLCSHAREHOLDER—
LANDERS, HOWARD BRIANCEO, FINOP, CCO1233612

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2002About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed May 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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