Thomas T. Statton
Professional summary
Thomas Todd Statton, CFP®, who also goes by Thomas T Statton, Todd Statton, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Atlanta, Georgia and INVESCO DISTRIBUTORS, INC. located in Atlanta, Georgia.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Thomas has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Todd Statton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2019 - Present
INVESCO ADVISERS, INC.
Office #1: 1331 Spring Street Nw Suite 2500, Atlanta, GA 30309October 15, 2019 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 1331 Spring Street Nw Suite 2500, Atlanta, GA 30309November 2, 2018 - September 20, 2019
IFG ADVISORY, LLC
October 31, 2018 - October 9, 2019
LPL FINANCIAL LLC
July 14, 2011 - September 11, 2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
January 5, 2009 - July 14, 2011
LPL FINANCIAL LLC
November 20, 2008 - July 14, 2011
LPL FINANCIAL LLC
July 13, 2007 - October 9, 2008
EQUITABLE ADVISORS, LLC
July 21, 2004 - May 15, 2007
ENTERPRISE FUND DISTRIBUTORS, INC.
May 7, 2002 - July 14, 2004
GPC SECURITIES, INC.
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2019)
(10/15/2019)
(10/15/2019)
(10/15/2019)
Exams
FINRA
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
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