Jane M. Bortnem
Professional summary
Jane Marie Bortnem is a registered financial professional currently at CHERRY TREE & ASSOCIATES, LLC located in Minnetonka, Minnesota.
Jane is registered as a RR (Registered Representative) and started their career in finance in 2001. Jane has worked at 1 firm and has passed the Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jane Marie Bortnem's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2001 - Present
CHERRY TREE & ASSOCIATES, LLC
Office #1: 301 Carlson Parkway Suite103, Minnetonka, MN 55305Office #2: 301 Carlson Parkway Suite103, Minnetonka, MN 55305State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CHERRY TREE & ASSOCIATES, LLC
CRD#: 115151 / SEC#: , 8-53469
Contact information
FINRA licenses (12 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADAM SMITH COMPANIES, LLC | MEMBER | |
| STOFER, GORDON FAIRCHILD JR | EXECUTIVE CHAIRMAN, MEMBER, ELECTED MANAGER | 1514353 |
| JOHNSON, CHAD ERIC | MANAGING PARTNER, MEMBER, CO-CEO | 2326438 |
| LATZKE, DAVID GERALD | MANAGING PARTNER, MEMBER, CO-CEO | 5291398 |
| BORTNEM, JANE MARIE | FINANCIAL AND OPERATING PRINCIPAL, CHIEF COMPLIANCE OFFICER, MEMBER | 4451428 |
| GUSENIUS, MIKKEL STEPHEN | MANAGING DIRECTOR, MEMBER | 5364764 |
Red Flags
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