Jim J. Hammons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jim Jay Hammons, who also goes by Jimmy Jay Hammons, was a registered financial advisor .
Jim is a previously registered financial advisor and started their career in finance in 2002. Jim had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2007 - December 9, 2014
FIRST INDEPENDENT ADVISORY SERVICES, INC.
October 11, 2007 - December 9, 2014
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
May 4, 2006 - October 24, 2007
WILBANKS SECURITIES, INC.
January 9, 2004 - May 1, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
January 9, 2004 - May 1, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
January 4, 2002 - April 28, 2003
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST INDEPENDENT ADVISORY SERVICES, INC.
CRD#: 132678 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
