William D. Zeidenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William David Zeidenberg was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2001. William had worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2006 - October 5, 2011
SUMMIT ASSET MANAGEMENT, LLC
April 7, 2006 - November 5, 2012
SUMMIT PLANNING GROUP, LLC
January 2, 2002 - February 4, 2005
OSAIC FS, INC.
November 30, 2001 - April 7, 2009
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT ASSET MANAGEMENT, LLC
CRD#: 126244 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 77,389,892 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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