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JD

Jeffrey D. Daye

ANNEX WEALTH MANAGEMENT
Appleton, WI 54913
Some features on this profile are disabled
CRD#: 4451301
JD

Professional summary

Jeffrey David Daye, CFP®, who also goes by Jeffrey D Daye, Jeffrey David Daye, Jeffrey Daye, is a registered financial advisor currently at ANNEX WEALTH MANAGEMENT, LLC located in Appleton, Wisconsin.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jeffrey has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeffrey D Daye | Jeffrey David Daye | Jeffrey Daye

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Co-Owner of Erika's Sweets Boutique, LLC. not investment related, 0-10 hours per year.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Daye's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

April 27, 2022 - Present

ANNEX WEALTH MANAGEMENT, LLC

Office #1: 2801 E. Enterprise Avenue, Suite 101, Appleton, WI 54913
RIA
CRD#: 127987
Appleton, WI
Past

March 7, 2019 - April 4, 2022

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA
CRD#: 38357
Appleton, WI
Past

February 8, 2019 - April 4, 2022

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

BD
CRD#: 38357
Appleton, WI
Past

November 24, 2015 - March 6, 2019

SCHENCK INVESTMENT SOLUTIONS LLC

RIA
CRD#: 112997
APPLETON, WI
Past

October 1, 2015 - November 2, 2015

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

December 3, 2014 - October 1, 2015

BMO INVESTMENT DISTRIBUTORS, LLC

BD
CRD#: 146711
CHICAGO, IL
Past

August 1, 2012 - December 31, 2014

BMO HARRIS FINANCIAL ADVISORS, INC.

BD
CRD#: 137115
APPLETON, WI
Past

June 11, 2007 - August 1, 2012

M&I FINANCIAL ADVISORS, INC

BD
CRD#: 16517
APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ANNEX WEALTH MANAGEMENT, LLC
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE

CRD#: 127987 / SEC#: 801-63505

RIA
Registered Investment Advisory firm - (9/24/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(4/27/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 2/15/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/24/2015
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/8/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/2/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/8/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AW
ANNEX WEALTH MANAGEMENT, LLC
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE

CRD#: 127987 / SEC#: 801-63505

RIA
Registered Investment Advisory firm - (9/24/2004 Approved)
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Contact information

Main Address
17950 W. Corporate Drive Suite 300, Brookfield, WI 53045
Mailing Address
Phone number
(262) 786-6363
Established
Firm type
Fiscal year end
# of Employees
144

SEC notice filing (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2 07022025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts19,997
AUM (Assets Under Management)$ 6,945,737,689

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/11/2025
Cover Page
Report
05/22/2024
Cover Page
Report
12/18/2023
Cover Page
Report
03/16/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANNEX WEALTH MANAGEMENT, LLC

CRD#: 127987Appleton, WI 54913

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