MH
Matthew L. Halkyard
CURI CAPITAL
CHICAGO, IL 60606
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CRD#: 4451201
MH
Professional summary
Matthew Lawrence Halkyard, who also goes by Matthew Halkyard, is a registered financial advisor currently at CURI CAPITAL, LLC located in Chicago, Illinois and FORESIDE FUND SERVICES, LLC located in Chicago, Illinois.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Matthew has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Halkyard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Curi Capital, Investment Related, Asset Manager, Chicago, IL, Portfolio Manager and Product Specialist, Began 06/2017, 200 Hours Per Month, All During Trading Hours
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Lawrence Halkyard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 5, 2017 - Present
CURI CAPITAL, LLC
Office #1: One North Wacker Drive Suite 3500, Chicago, IL 60606RIA
CRD#: 134249
CHICAGO, IL
Current
January 29, 2019 - Present
FORESIDE FUND SERVICES, LLC
Office #1: One North Wacker Drive Suite 3500, Chicago, IL 60606BD
CRD#: 46106
Chicago, IL
Past
March 14, 2002 - September 12, 2005
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
November 21, 2001 - February 20, 2002
HVA BROKERAGE SERVICES LLC
BD
CRD#: 113864
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CURI CAPITAL, LLC
B CAPITAL MANAGEMENT, LLC | RMB JACOBUS | RMB CAPITAL MANAGEMENT, LLC | RMB CAPITAL MANAGEMENT | KDI | JB, A DIVISION OF RMB ASSET MANAGEMENT | IRONBRIDGE, A DIVISION OF RMB ASSET MANAGEMENT | CURI WEALTH MANAGEMENT | CURI RMB JACOBUS | CURI RMB CAPITAL, LLC | CURI RMB ASSET MANAGEMENT | CURI RETIREMENT SERVICES | CURI CAPITAL, LLC | CURI CAPITAL WEALTH BUILDER | CURI CAPITAL RETIREMENT PLAN SOLUTIONS
CRD#: 134249 / SEC#: 801-63939
RIA
Registered Investment Advisory firm - (2/15/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/31/2023)
RR
California(1/31/2023)
RR
Colorado(1/31/2023)
RR
Connecticut(2/28/2019)
RR
Delaware(2/10/2023)
RR
District of Columbia(2/10/2023)
RR
Florida(2/10/2023)
RR
Georgia(1/31/2023)
IAR
Illinois(7/5/2017)
RR
Illinois(2/27/2019)
RR
Indiana(2/10/2023)
RR
Iowa(6/22/2021)
RR
Kansas(1/31/2023)
RR
Kentucky(2/10/2023)
RR
Maryland(1/31/2023)
RR
Massachusetts(1/31/2023)
RR
Michigan(2/28/2019)
RR
Minnesota(2/28/2019)
RR
Missouri(1/4/2021)
RR
Nebraska(6/22/2021)
RR
New Jersey(6/22/2021)
RR
New York(2/28/2019)
RR
North Carolina(2/10/2023)
RR
North Dakota(6/22/2021)
RR
Ohio(1/4/2021)
RR
Oklahoma(6/22/2021)
RR
Oregon(1/31/2023)
RR
Pennsylvania(2/10/2023)
RR
South Dakota(6/22/2021)
RR
Tennessee(2/10/2023)
RR
Texas(2/28/2019)
RR
Virginia(2/10/2023)
RR
Washington(1/31/2023)
RR
Wisconsin(1/4/2021)
RR
Wyoming(2/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/29/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CURI CAPITAL, LLC
B CAPITAL MANAGEMENT, LLC | RMB JACOBUS | RMB CAPITAL MANAGEMENT, LLC | RMB CAPITAL MANAGEMENT | KDI | JB, A DIVISION OF RMB ASSET MANAGEMENT | IRONBRIDGE, A DIVISION OF RMB ASSET MANAGEMENT | CURI WEALTH MANAGEMENT | CURI RMB JACOBUS | CURI RMB CAPITAL, LLC | CURI RMB ASSET MANAGEMENT | CURI RETIREMENT SERVICES | CURI CAPITAL, LLC | CURI CAPITAL WEALTH BUILDER | CURI CAPITAL RETIREMENT PLAN SOLUTIONS
CRD#: 134249 / SEC#: 801-63939
RIA
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Contact information
Main Address
One North Wacker Drive Suite 3500, Chicago, IL 60606
Mailing Address
Phone number
(312) 993-5800
Established
Firm type
Fiscal year end
# of Employees
168
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,209 |
| AUM (Assets Under Management) | $ 9,830,680,915 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/01/2025 | ||
| 11/27/2024 | ||
| 10/27/2023 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
