Luisa Franchy
Professional summary
Luisa Franchy is a registered financial professional currently at LAFISE SECURITIES LLC located in Miami, Florida.
Luisa is registered as a RR (Registered Representative) and started their career in finance in 2002. Luisa has worked at 1 firm and has passed the Series 99TO, SIE, Series 7 and Series 28 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luisa Franchy's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2002 - Present
LAFISE SECURITIES LLC
Office #1: 2340 S Dixie Highway, Miami, FL 33133State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2002)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/8/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
LAFISE SECURITIES LLC
CRD#: 115624 / SEC#: 801-129796, 8-53506
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 736,018,633 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
LAFISE SECURITIES LLC
CRD#: 115624Miami, FL 33133TRUST BUT VERIFY
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