William K. Dugdale

CRD#: 4451086

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Kirkus Dugdale was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2014. William had worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 19, 2019 - November 4, 2025

MONTCHANIN ASSET MANAGEMENT, LLC

RIA

CRD#: 304367

MONTCHANIN, DE

Past

March 30, 2017 - June 28, 2019

BELL ROCK CAPITAL, LLC

RIA

CRD#: 139163

MONTCHANIN, DE

Past

January 24, 2014 - October 2, 2017

MONTCHANIN ASSET MANAGEMENT, LLC

RIA

CRD#: 115365

MONTCHANIN, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONTCHANIN ASSET MANAGEMENT, LLC

CRD#: 304367 / SEC#: 801-124868

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

Delaware

Registered Investment Advisory firm - (4/28/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/4/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2017

Uniform Investment Adviser Law Examination

Current Firm

MONTCHANIN ASSET MANAGEMENT, LLC

CRD#: 304367 / SEC#: 801-124868

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

Delaware

Registered Investment Advisory firm - (4/28/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/4/2022 Terminated)

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Contact information

Main Address

10 West Rockland Road, Montchanin, DE 19710

Mailing Address

P.o. Box 150, Montchanin, DE 19710

Phone number

(302) 652-3101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03162021 (11/4/2025)

Regulatory assets under management

Total Number of Accounts	98
AUM (Assets Under Management)	$ 112,549,173

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William K. Dugdale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MONTCHANIN ASSET MANAGEMENT, LLC

BELL ROCK CAPITAL, LLC

MONTCHANIN ASSET MANAGEMENT, LLC

Primary Firm SEC Registration

MONTCHANIN ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2017

Current Firm

MONTCHANIN ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONTCHANIN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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