Nels R. Nelsen
Professional summary
Nels Raymond Nelsen is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Nels is registered as a RR (Registered Representative) and started their career in finance in 2001. Nels has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nels Raymond Nelsen's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003July 22, 2025 - July 22, 2025
FINALIS SECURITIES LLC
October 17, 2016 - September 29, 2025
MENALTO ADVISORS, LLC
February 1, 2012 - November 11, 2016
KROLL SECURITIES LLC
May 9, 2006 - December 16, 2013
PAGEMILL PARTNERS, LLC
September 30, 2002 - April 17, 2006
SVB ALLIANT
September 21, 2001 - November 6, 2002
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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