Mark H. Penske
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Hulbert Penske, who also goes by Mark Hulbert Penske, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2001. Mark had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2016 - December 8, 2020
FSIC
December 9, 2015 - February 3, 2016
UNITED ADVISORS
September 3, 2009 - January 29, 2016
SECURITIES AMERICA, INC.
January 31, 2008 - September 4, 2009
MUTUAL SERVICE CORPORATION
January 4, 2005 - January 31, 2008
OSAIC WEALTH, INC.
December 13, 2004 - January 31, 2008
OSAIC WEALTH, INC.
August 23, 2004 - November 8, 2004
OSAIC WEALTH, INC.
July 22, 2004 - November 8, 2004
OSAIC WEALTH, INC.
April 2, 2004 - July 21, 2004
INVESTACORP ADVISORY SERVICES INC
February 13, 2004 - June 2, 2004
INVESTACORP, INC.
October 25, 2001 - February 27, 2004
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FSIC
CRD#: 37813 / SEC#: 801-64354, 8-48032
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
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