William D. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William David Smith was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2001. William had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2011 - December 31, 2014
SMITH, WILLIAM DAVID CFP (R)
November 5, 2007 - June 29, 2011
ADVANCED FINANCIAL STRATEGISTS INC
December 20, 2001 - December 31, 2002
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
SMITH, WILLIAM DAVID CFP (R)
CRD#: 155882 / SEC#:
Contact information
Red Flags
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