Todd A. Weitzman

Some features on this profile are disabled

CRD#: 4450516

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd Alan Weitzman was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 2001. Todd had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 7, 2013 - January 16, 2015

SILVER LEAF PARTNERS, LLC

CRD#: 126694

NEW YORK, NY

Past

September 14, 2010 - February 11, 2013

DIRECT ACCESS PARTNERS LLC

CRD#: 120950

NEW YORK, NY

Past

December 3, 2008 - August 19, 2010

LIGHTHOUSE FINANCIAL GROUP, LLC

CRD#: 103734

BOCA RATON, FL

Past

February 1, 2007 - December 16, 2008

ALARIS TRADING PARTNERS, LLC

CRD#: 126996

GARDEN CITY, NY

Past

November 10, 2006 - February 7, 2007

HEDGE FUND CAPITAL PARTNERS, LLC

CRD#: 113326

BROOKLYN, NY

Past

December 8, 2005 - February 12, 2007

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

HOBOKEN, NJ

Past

August 5, 2004 - October 5, 2006

OXFORD CAPITAL SECURITIES

CRD#: 47292

NEW YORK, NY

Past

February 5, 2004 - August 2, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 20, 2001 - April 4, 2002

LIGHTSPEED PROFESSIONAL TRADING LLC

CRD#: 39293

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/20/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/16/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/11/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/26/2001

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 10/13/2001

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 10/29/2004

General Securities Principal Examination

Current Firm

SILVER LEAF PARTNERS, LLC

CRD#: 126694 / SEC#: , 8-65902

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3 Columbus Circle Floor 15, New York, NY 10019

Mailing Address

3 Columbus Circle Floor 15, New York, NY 10019

Phone number

(212) 632-8421

Established

New York since 01/15/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
KHAN, M. FYZUL	CEO/CCO/MANAGING MEMBER	3103833
LESHER, JAMES ELAM	POO	1044046
TAO, BING QIN	FINOP/PFO	6253793

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Todd A. Weitzman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DIRECT ACCESS PARTNERS LLC

LIGHTHOUSE FINANCIAL GROUP, LLC

ALARIS TRADING PARTNERS, LLC

HEDGE FUND CAPITAL PARTNERS, LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

OXFORD CAPITAL SECURITIES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LIGHTSPEED PROFESSIONAL TRADING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/20/2001

SIE

Date: 1/16/2015

Series 3

Date: 9/11/2008

Series 7

Date: 10/26/2001

Series 55

Date: 10/13/2001

Series 24

Date: 10/29/2004

Current Firm

SILVER LEAF PARTNERS, LLC

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SILVER LEAF PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors