Colleen E. Burbules
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colleen Elizabeth Burbules was a registered financial professional .
Colleen is a previously registered financial professional and started their career in finance in 2001. Colleen had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2012 - October 26, 2012
ECM SECURITIES CORP.
November 30, 2004 - July 10, 2006
WELLS FARGO CLEARING SERVICES, LLC
November 17, 2004 - July 10, 2006
WELLS FARGO CLEARING SERVICES, LLC
April 11, 2002 - March 9, 2004
EDWARD JONES
October 17, 2001 - April 12, 2002
IDS LIFE INSURANCE COMPANY
October 17, 2001 - April 12, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ECM SECURITIES CORP.
CRD#: 118356 / SEC#: , 8-53651
Contact information
Documents
Red Flags
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