Michael I. Shafir

CLOVER PARTNERS, L.P.

Dallas, TX

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CRD#: 4450341

Professional summary

Michael Israel Shafir, who also goes by Mike I Shafir, Mike Israel Shafir, is a registered financial advisor currently at CLOVER PARTNERS, L.P. located in Dallas, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike I Shafir | Mike Israel Shafir

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SHAQFIR,LLC - DALLAS, TX - MIKE IS 100% OWNER OF THE LLC WHICH IS SET UP FOR OWNERSHIP OF 1 RENTAL PROPERTY THAT HE OWNS. HIS ONLY ROLE IS OF PROPERTY OWNER AS HE PAYS A MANAGEMENT COMPANY TO OVERSEE THE PROPERTY. HE IS NOT COMPENSATED FOR THIS ACTIVITY EXCEPT IN THE WAY OF THE RENTAL INCOME THAT HE RECEIVES. HE ANTICIPATES THAT HE MAY SPEND 30 MINUTES PER MONTH ON THIS ACTIVITY WHICH MAY OR MAY NOT BE SPENT DURING TRADING HOURS. THIS ACTIVITY IS NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Israel Shafir's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2019 - Present

CLOVER PARTNERS, L.P.

RIA

CRD#: 123716

Dallas, TX

Past

April 12, 2006 - September 20, 2012

STERNE, AGEE & LEACH, INC.

CRD#: 791

NEW YORK, NY

Past

March 3, 2006 - April 3, 2006

THINKEQUITY LLC

CRD#: 44274

NEW YORK, NY

Past

October 28, 2004 - February 21, 2006

MOORS & CABOT, INC.

CRD#: 594

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/10/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 4/8/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 4/1/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 10/26/2004

General Securities Representative Examination

Current Firm

CLOVER PARTNERS, L.P.

CRD#: 123716 / SEC#: 801-61598

RIA

Registered Investment Advisory firm - (3/18/2020 Terminated)

Texas

Registered Investment Advisory firm - (9/6/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Dallas, TX

Mailing Address

Phone number

(214) 273-5223

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 66,771,472

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael I. Shafir

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Israel Shafir's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLOVER PARTNERS, L.P.

STERNE, AGEE & LEACH, INC.

THINKEQUITY LLC

MOORS & CABOT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2019

Series 63

Date: 12/10/2004

Series 87

Date: 4/8/2005

Series 86

Date: 4/1/2005

Series 7

Date: 10/26/2004

Current Firm

CLOVER PARTNERS, L.P.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLOVER PARTNERS, L.P.

TRUST BUT VERIFY

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