Jason B. Meek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Brice Meek was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2001. Jason had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2018 - May 7, 2026
J.P. MORGAN SECURITIES LLC
September 24, 2018 - May 7, 2026
J.P. MORGAN SECURITIES LLC
May 26, 2017 - June 6, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
May 24, 2017 - June 6, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
October 9, 2014 - April 7, 2017
ALLSTATE FINANCIAL ADVISORS, LLC
October 8, 2014 - April 7, 2017
ALLSTATE FINANCIAL SERVICES, LLC
December 20, 2013 - August 13, 2014
INVESTMENT PROFESSIONALS, INC.
December 20, 2013 - August 13, 2014
INVESTMENT PROFESSIONALS, INC.
August 5, 2011 - December 10, 2013
MORGAN STANLEY
August 5, 2011 - December 10, 2013
MORGAN STANLEY
August 24, 2007 - August 19, 2011
RBC CAPITAL MARKETS, LLC
August 24, 2007 - August 19, 2011
RBC CAPITAL MARKETS, LLC
April 23, 2003 - September 5, 2007
RAYMOND JAMES & ASSOCIATES, INC.
September 16, 2002 - September 5, 2007
RAYMOND JAMES & ASSOCIATES, INC.
October 10, 2001 - August 5, 2002
METROPOLITAN LIFE INSURANCE COMPANY
October 10, 2001 - August 5, 2002
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLAVITA, MOLLIE | ELECTED MANAGER | 1875615 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 393 |
| Civil Event | 9 |
| Arbitration | 144 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
