Laura M. Mcveigh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Marie Mcveigh, who also goes by Laura Marie Masi, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 2001. Laura had worked at 3 firms and has passed the SIE, Series 99TO, Series 28 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2010 - May 18, 2020
HUNTER, KEITH, MARSHALL & CO., INCORPORATED
November 10, 2004 - October 5, 2023
REIGNS CAPITAL, LTD.
December 14, 2001 - September 30, 2005
CAPSTAR PARTNERS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 9/9/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
HUNTER, KEITH, MARSHALL & CO., INCORPORATED
CRD#: 11424 / SEC#: , 8-23285
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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