Jessica J. Wanek

OSAIC WEALTH

Plainfield, IL 60544

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CRD#: 4450159

Professional summary

Jessica J Wanek, who also goes by Jessica W. Wachal, Jessica J Wanek-wachal, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Plainfield, Illinois.

Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jessica has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jessica W. Wachal | Jessica J Wanek-Wachal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. OSAIC WEALTH, INC. CORPORATE RIA -INVESTMENT RELATED, 24201 W. Main Street, Plainfield, IL 60544, INVESTMENT ADVISOR, START DATE: 2002, 10 HRS. PER MONTH, 10 HRS. DURING ST HOURS, INVESTMENT ADVISORY SERVICES 2. W FINANCIAL SERVICES, INC. POSITION: President NATURE: S CorpInsurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2016 ADDRESS: 24201 W. Main Street, Plainfield IL 60544, United States DESCRIPTION: W Financial offers property and casualty insurance. Don Wachal and Frankie LaPorta, employees of W Financial Services, will market P&C to our existing insurance clients and well as new prospects. As an owner of W Financial Services, I am entitled to a portion of the profits from this. I supervise the office and staff.Don Wachal and Frankie LaPorta have their own business cards and email. They do not have access to securities clients accounts or files. They do not open mail or handle checks or money for W Financial Services or for securities clients. 3. DON AND JESSICA WACHAL POSITION: Owner - NATURE: Other - My husband and I own three rental properties. A single-family home, a condo and a commercial building. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 26727 Lindengate Circle, Plainfield, IL 60585, Plainfield IL 60585 DESCRIPTION: My husband, Don, handles the management of the rental properties. 4. PATHWAYS FINANCIAL GROUP LLC POSITION: Other - participant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 5659 W Michigan Ave, Kalamazoo MI 49009 DESCRIPTION: None

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica J Wanek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jessica J Wanek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 24201 W. Main Street, Plainfield, IL 60544

RIA

CRD#: 23131

Plainfield, IL

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 24201 W. Main Street, Plainfield, IL 60544

RIA

CRD#: 23131

Plainfield, IL

Past

October 12, 2009 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

PLAINFIELD, IL

Past

August 24, 2009 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

PLAINFIELD, IL

Past

August 1, 2003 - August 24, 2009

WATERSTONE FINANCIAL GROUP, INC.

RIA

CRD#: 10078

OAK PARK, IL

Past

July 21, 2003 - August 24, 2009

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

February 6, 2003 - September 3, 2003

RE-DIRECT SECURITIES CORP

RIA

CRD#: 35518

OAK PARK, IL

Past

October 2, 2001 - July 21, 2003

RE-DIRECT SECURITIES CORP

CRD#: 35518

VILLA PARK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/3/2023)

Florida
(11/3/2023)

Illinois
(11/3/2023)

IAR

Illinois
(11/3/2023)

Michigan
(11/3/2023)

Nevada
(11/3/2023)

New York
(11/3/2023)

Ohio
(11/3/2023)

Pennsylvania
(12/5/2023)

Tennessee
(5/1/2025)

Texas
(11/3/2023)

Virginia
(11/3/2023)

Wisconsin
(11/3/2023)

IAR

Wisconsin
(11/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jessica J. Wanek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica J Wanek's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jessica J Wanek's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

WATERSTONE FINANCIAL GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

RE-DIRECT SECURITIES CORP

RE-DIRECT SECURITIES CORP

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2001

SIE

Date: 10/1/2018

Series 7

Date: 9/18/2001

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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