TF
Tyler B. Ferguson
GWN SECURITIES
Layton, UT 84041
Some features on this profile are disabled
CRD#: 4450001
TF
Professional summary
Tyler Blaine Ferguson, who also goes by Tyler B. Ferguson, is a registered financial advisor currently at GWN SECURITIES INC. located in Layton, Utah.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Tyler has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tyler B. Ferguson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STONE HILL NATIONAL, NOT INVESTMENT RELATED, 257 E 200 S #100, SALT LAKE CITY UT 84111, I AM APPOINTED TO SELL MEDICARE SUPPLEMENTAL INSURANCE, TITLE: INSURANCE REP, START DATE 1/23/2013, # OF HOURS PER MONTH: 1 HOUR/MONTH. DUTIES: SELL MEDICARE SUPPLEMENTAL POLICIES TO PEOPLE THAT HAVE THE NEED. FERGUSON WEALTH MANAGEMENT LLC POSITION: PARTNER NATURE: THIS BUSINESS ENTITY WAS CREATED FOR TAX PURPOSES ONLY. MY COMMISSIONS PASS THROUGH THIS LLC TO TRACK FOR TAX PURPOSES. INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 12/30/2010 ADDRESS: 183 W GAILEY LN, KAYSVILLE UT 84037 DESCRIPTION: I TRANSFER COMMISSION CHECKS FROM MY PERSONAL ACCOUNT TO MY BUSINESS ACCOUNT (FERGUSON WEALTH MANAGEMENT LLC) FOR TRACKING PURPOSES AND FOR TAXES. ADVISORS EXCEL POSITION: ANNUITY SALES NATURE: SELLING FIXED ANNUITIES AND FIXED INDEX ANNUITIES WHERE SUITABLE AND APPROPRIATE. INVESTMENT RELATED: YES NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/03/2014 ADDRESS: 2950 SW MCCLURE RD, TOPEKA KS 66614 DESCRIPTION: OFFER FIXED PRODUCTS AND FIXED INDEX PRODUCTS TO CLIENTS WHERE SUITABLE AND APPROPRIATE. BLACKRIDGE WEALTH MANAGEMENT POSITION: Partner NATURE: BlackRidge Wealth Management is the DBA that I use for my retirement planning business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 10/19/2015 ADDRESS: 952 S Main St, Suite B1, Layton UT 84041 DESCRIPTION: I offer retirement planning, investments, annuities, and insurance to my clients. GUIDED INVESTMENT SOLUTIONS, LLC POSITION: Owner / Partner NATURE: Guided Investment Solutions LLC was created in order to purchase my office building and conduct payroll. There is no income derived from this activity. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/23/2015 ADDRESS: 952 S Main St, Suite B1, Layton UT 84041 DESCRIPTION: Pay property taxes once a year and report payroll information to our payroll company. ANNUITIES & INSURANCE POSITION: Insurance Agent NATURE: LTCPG is an Independent Marketing Organization that assists me in finding and providing suitable annuity, life, and health insurance products for my clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2018 ADDRESS: 346 N Main St, Kaysvilleu UT 84037, United States DESCRIPTION: Search and provide for annuity, life and health insurance products that will be suitable for my clients when needed.
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Blaine Ferguson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tyler Blaine Ferguson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2012 - Present
GWN SECURITIES INC.
Office #1: 952 South Main St., Ste. B1, Layton, UT 84041RIA
BD
CRD#: 128929
Layton, UT
Current
November 16, 2012 - Present
GWN SECURITIES INC.
Office #1: 952 South Main St., Ste. B1, Layton, UT 84041RIA
BD
CRD#: 128929
Layton, UT
Past
March 8, 2010 - November 16, 2012
LEGEND ADVISORY, LLC
RIA
CRD#: 104761
KAYSVILLE, UT
Past
March 5, 2010 - November 16, 2012
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
KAYSVILLE, UT
Past
March 5, 2004 - March 16, 2010
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
FARMINGTON, UT
Past
March 20, 2003 - March 16, 2010
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
FARMINGTON, UT
Past
December 18, 2001 - October 29, 2002
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/14/2019)
RR
Idaho(3/9/2016)
RR
Nevada(8/17/2022)
RR
Utah(11/16/2012)
IAR
Utah(11/16/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Layton, UT 84041TRUST BUT VERIFY
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