JK
James R. Karnes
TEXAS ASSET MANAGEMENT
Lakeway, TX 78734
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CRD#: 4449938
JK
Professional summary
James Richard Karnes, who also goes by Richard Karnes, is a registered financial advisor currently at TEXAS ASSET MANAGEMENT located in Lakeway, Texas.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. James has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Karnes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CPA for the accounting firm of Brodnax & Karnes, P.C.; not investment-related; same address as TAM
CRS (Client Relationship Summary) - RIA
Click below to view James Richard Karnes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2001 - Present
TEXAS ASSET MANAGEMENT
Office #1: 1200 Lakeway Drive Suite 20, Lakeway, TX 78734RIA
CRD#: 114714
Lakeway, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/22/2001)
Exams
Current Firm
TA
TEXAS ASSET MANAGEMENT
LAKE TRAVIS FINANCIAL ADVISORS | TEXAS INVEST WISELY, LLC | TEXAS ASSET MANAGEMENT, LLC | TEXAS ASSET MANAGEMENT | TAM, LLC | LAKE TRAVIS FINANCIAL ADVISORS, LLC
CRD#: 114714 / SEC#:
Texas
Registered Investment Advisory firm - (5/22/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 Lakeway Drive Suite 20, Lakeway, TX 78734
Mailing Address
Phone number
(512) 261-8800
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 125 |
| AUM (Assets Under Management) | $ 71,874,071 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
