Nicolas A. Mccoy
Professional summary
Nicolas Allen Mccoy is a registered financial professional currently at BFY SECURITIES, LLC located in Yarmouth, Maine.
Nicolas is registered as a RR (Registered Representative) and started their career in finance in 2001. Nicolas has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicolas Allen Mccoy's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2017 - Present
BFY SECURITIES, LLC
Office #1: 23 Ledgewood Drive, Yarmouth, ME 04096December 3, 2015 - December 26, 2017
MIRUS SECURITIES, INC.
December 10, 2001 - October 21, 2015
SILVERWOOD PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2018)
(2/20/2020)
(4/27/2018)
(4/30/2019)
(2/28/2021)
(8/28/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BFY SECURITIES, LLC
CRD#: 187514 / SEC#: , 8-69610
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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Company Information
BFY SECURITIES, LLC
CRD#: 187514Yarmouth, ME 04096TRUST BUT VERIFY
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