Scott J. Altschul

CONEXUS CAPITAL MANAGEMENT

FORT LAUDERDALE, FL 33301

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CRD#: 4449687

Professional summary

Scott Jeffrey Altschul is a registered financial advisor currently at CONEXUS CAPITAL MANAGEMENT, LLC located in Fort Lauderdale, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Scott has worked at 6 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OLD SCHOOL WEALTH MANAGEMENT. MANAGING MEMBER. BOOKKEEPING ENTITY FOR OWERSHIP OF CONEXUS CAPITAL MANAGEMENT, LLC. TIME SPENT= 2 HOURS/MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Jeffrey Altschul's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2016 - Present

CONEXUS CAPITAL MANAGEMENT, LLC

Office #1: 515 E. Las Olas Boulevard Suite 1301-a36, Fort Lauderdale, FL 33301

RIA

CRD#: 284318

FORT LAUDERDALE, FL

Past

May 23, 2011 - April 20, 2012

KEY INVESTMENT SERVICES LLC

CRD#: 136300

BROOKLYN, OH

Past

July 10, 2008 - November 30, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BOCA RATON, FL

Past

September 5, 2007 - June 20, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MIAMI, FL

Past

August 31, 2007 - June 20, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MIAMI, FL

Past

July 17, 2002 - September 4, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FORT LAUDERDALE, FL

Past

July 16, 2002 - September 4, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FORT LAUDERDALE, FL

Past

January 3, 2002 - July 16, 2002

NORTHERN TRUST SECURITIES, INC.

RIA

CRD#: 7927

AVENTURA, FL

Past

January 1, 2002 - July 16, 2002

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/18/2016)

IAR

Florida
(11/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/19/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 10/15/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/26/2001

General Securities Representative Examination

Current Firm

CONEXUS CAPITAL MANAGEMENT, LLC

CRD#: 284318 / SEC#: 801-108204

RIA

Registered Investment Advisory firm - (2/17/2017 Terminated)

Colorado

Registered Investment Advisory firm - (1/5/2017 Approved)

Florida

Registered Investment Advisory firm - (2/16/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10940 S. Parker Road #702, Parker, CO 80134

Mailing Address

Phone number

(720) 443-7940

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 55,916,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott J. Altschul

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Jeffrey Altschul's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEY INVESTMENT SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NORTHERN TRUST SECURITIES, INC.

NORTHERN TRUST SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/2016

Series 66

Date: 2/19/2002

Series 31

Date: 10/15/2003

Series 7

Date: 12/26/2001

Current Firm

CONEXUS CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONEXUS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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