RR
Rory A. Robertson
NAVIGO WEALTH MANAGEMENT
KATY, TX
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CRD#: 4449679
RR
Professional summary
Rory Axel Robertson is a registered financial advisor currently at NAVIGO WEALTH MANAGEMENT, LLC located in Katy, Texas.
Rory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Rory has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 11/2020 City Council. Approximately 1 day/evening a week; 0-1 hour spent during trading hours. AdoptApprove budget and authorize bond issuance, zoning plans, building codes, school district zoning among other various oversight typical of a city councilman. (2) 11/20201 Katy Independent School District; Temporary Substitute Teacher; Non Investment Related; Katy, Texas; Approximately 1-2 Days a Week; 4-5 hours during trading hours; Filling observed needs due to ongoing Covid issues/absences (3) As of February 2024, subject to a solicitor agreement between Navigo Wealth and Rex Gold Partners, Mr. Robertson is eligible to receive compensation from Rex Gold Partners for soliciting Qualified persons for them to conduct due diligence and review and sign the private offering memorandum directly with the issuer. The issuer, Rex Gold Partners, LLC is not a registered investment adviser and is located at 12222 Merit Drive, Suite 120, Dallas, TX 75251. Mr. Robertson engages in this investment-related activity during the regular business and trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Rory Axel Robertson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2011 - Present
NAVIGO WEALTH MANAGEMENT, LLC
RIA
CRD#: 146265
KATY, TX
Past
June 5, 2002 - August 1, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SUGAR LAND, TX
Past
April 9, 2002 - August 1, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SUGAR LAND, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/25/2011)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
NW
NAVIGO WEALTH MANAGEMENT, LLC
12 FINANCIAL | NAVIGO WEALTH MANAGEMENT, LLC | NAVIGANT ADVISORS, LLC
CRD#: 146265 / SEC#:
Alabama
Registered Investment Advisory firm - (1/27/2017 Approved)Louisiana
Registered Investment Advisory firm - (6/24/2019 Approved)Oklahoma
Registered Investment Advisory firm - (6/22/2017 Approved)Texas
Registered Investment Advisory firm - (3/5/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
North Richland Hills, TX
Mailing Address
401 N. Carroll Ave. Suite 410, Southlake, TX 76092
Phone number
(281) 804-4392
Established
Firm type
Fiscal year end
# of Employees
6
Regulatory assets under management
| Total Number of Accounts | 166 |
| AUM (Assets Under Management) | $ 112,457,800 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
