Kendall W. King
CASTLEPOINT WEALTH ADVISORS | Founder & CEO
Oklahoma City, OK 73116
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CRD#: 4449600
Professional summary
Kendall Wayne King, CFP® is a registered financial advisor currently at CASTLEPOINT WEALTH ADVISORS located in Oklahoma City, Oklahoma.
Kendall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kendall has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Biography
Kendall is the Founder and CEO of Castlepont Wealth Advisors. In addition to attaining his CFP designation, he has also earned the AEP designation. With 17 years of experience advising clients on a wide range of investment, estate, tax and other wealth management topics, he serves as lead advisor to a diverse group of clients, with special focus on oil and gas professionals. Kendall has authored a book, “Abundance,” and is regularly interviewed by publications on investment and financial planning topics. He values staying informed on best industry and client practices so he regularly invests time in professional development.
Question & Answer
What are your service offerings?
Executive services/Equity comp...
Trust & estate planning
Insurance
Institutional consulting
Philanthropic services
Financial planning
Retirement planning
Do you have an area of expertise or specialization?
Business Owners
Entrepreneurs
Estate & Generational Planning...
High Net Worth Client Needs
Retirement Planning & Distribu...
Tax Planning
What is your current number of clients?
Under 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Brave Group Executive Coach Since 01/2024 Not Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Kendall Wayne King's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
May 11, 2015 - Present
CASTLEPOINT WEALTH ADVISORS
Office #1: 7308 N. Classen Blvd., Oklahoma City, OK 73116RIA
CRD#: 205512
Oklahoma City, OK
Past
June 3, 2005 - July 7, 2015
THE LEGACY FINANCIAL GROUP, INC.
RIA
CRD#: 135059
TULSA, OK
Past
November 18, 2003 - December 31, 2005
THE FINANCIAL & BUSINESS RESEARCH CORPORATION
RIA
CRD#: 117434
TULSA, OK
Past
July 18, 2002 - August 28, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
OKLAHOMA CITY, OK
Past
June 3, 2002 - August 28, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CASTLEPOINT WEALTH ADVISORS
ARK & TLK INVESTMENTS, LLC | GUARDIA WEALTH ADVISORS, LLC | GUARDIA WEALTH ADVISORS | GUARDIA WEALTH | CASTLEVIEW WEALTH ADVISORS | CASTLEPOINT WEALTH ADVISORS | CASTLE VIEW ADVISORS
CRD#: 205512 / SEC#: 801-96254
RIA
Registered Investment Advisory firm - (5/11/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(5/11/2015)
IAR
Texas(9/28/2015)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CW
CASTLEPOINT WEALTH ADVISORS
ARK & TLK INVESTMENTS, LLC | GUARDIA WEALTH ADVISORS, LLC | GUARDIA WEALTH ADVISORS | GUARDIA WEALTH | CASTLEVIEW WEALTH ADVISORS | CASTLEPOINT WEALTH ADVISORS | CASTLE VIEW ADVISORS
CRD#: 205512 / SEC#: 801-96254
RIA
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Contact information
Main Address
7308 N. Classen Blvd., Oklahoma City, OK 73116
Mailing Address
Phone number
(405) 705-2906
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,009 |
| AUM (Assets Under Management) | $ 605,040,407 |
Red Flags
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Company Information
CASTLEPOINT WEALTH ADVISORS
Founder & CEOCRD#: 205512Oklahoma City, OK 73116TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
