Katherine L. Krantz
Professional summary
Katherine Lynne Krantz, who also goes by Katherine Lynne Krantz, Katherine Lynne Reed, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in New York, New York.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 2001. Katherine has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Lynne Krantz's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2026 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 151 West 42nd St, New York, NY 10036January 9, 2012 - February 3, 2015
COMPOSITION WEALTH, LLC
August 20, 2008 - December 31, 2011
COMPOSITION WEALTH, LLC
March 17, 2004 - January 30, 2006
MORGAN STANLEY & CO. LLC
August 30, 2001 - December 10, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2026)
Exams
Series 7TO
Date: 1/22/2026
General Securities Representative ExaminationFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WALISEVER, ARI | CHIEF COMPLIANCE OFFICER | 4425793 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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