Emmanuel D. Hatzakis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emmanuel D Hatzakis, who also goes by Emmanuel Dimitrios Chajakis, was a registered financial professional .
Emmanuel is a previously registered financial professional and started their career in finance in 2002. Emmanuel had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2021 - January 3, 2022
FIRST DOMINION CAPITAL CORP.
March 11, 2021 - October 25, 2022
DEWITT CAPITAL MANAGEMENT
November 18, 2014 - March 18, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 16, 2014 - March 18, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 22, 2012 - September 24, 2014
UBS FINANCIAL SERVICES INC.
August 20, 2008 - November 16, 2011
GOLDMAN SACHS & CO. LLC
February 28, 2002 - July 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST DOMINION CAPITAL CORP.
CRD#: 16330 / SEC#: , 8-33719
Contact information
FINRA licenses (18 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN PASCO III REVOCABLE TRUST DATED MAY 10, 2004 | OWNER | |
| PRICE, JOHN CLIFFORD | OWNER | 1707529 |
| ANCI, CHRISTOPHER FRANCIS | PRESIDENT, FINOP, PRINCIPAL | 2747555 |
| PASCO, JOHN III | TRUSTEE | 357414 |
| PORTWOOD, WILLIAM BOYCE | CHIEF COMPLIANCE OFFICER | 4853700 |
| VERMILLERA, SANDRA ZEMBACHS | VICE PRESIDENT, TREASURER, PRINCIPAL | 6376063 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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