Gerardo Alvarado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerardo Alvarado was a registered financial professional .
Gerardo is a previously registered financial professional and started their career in finance in 2001. Gerardo had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2013 - August 18, 2021
SHONE WEALTH MANAGEMENT
December 4, 2007 - June 11, 2013
AVANTAX ADVISORY SERVICES
October 5, 2007 - June 11, 2013
AVANTAX INVESTMENT SERVICES, INC.
April 13, 2007 - October 4, 2007
OSAIC SERVICES, INC.
October 31, 2005 - October 4, 2007
OSAIC SERVICES, INC.
March 8, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
October 1, 2004 - March 7, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
April 22, 2003 - October 1, 2004
FISERV INVESTOR SERVICES, INC.
November 8, 2001 - March 5, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SHONE WEALTH MANAGEMENT
CRD#: 136101 / SEC#: 801-101521
Contact information
Documents
Red Flags
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