Jason R. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Ryan Miller was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2001. Jason had worked at 5 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2010 - January 4, 2022
EXPAND FINANCIAL, LLC
January 6, 2010 - November 25, 2014
INVESTMENT NETWORK, INC.
August 19, 2008 - March 9, 2012
KM&M PINNACLE, LTD.
June 12, 2006 - October 8, 2009
THE O.N. EQUITY SALES COMPANY
November 20, 2001 - March 21, 2002
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
EXPAND FINANCIAL, LLC
CRD#: 152515 / SEC#: 801-121644
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EXPAND FINANCIAL, LLC
CRD#: 152515 / SEC#: 801-121644
Contact information
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,670 |
| AUM (Assets Under Management) | $ 1,835,744,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/10/2025 | ||
| 11/14/2023 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
