David C. Tipton

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CRD#: 4449302

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Clark Tipton was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2001. David had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1/2016 - Present: Roundabout 19, LLC, 501 West 19th Street, Panama City, Florida 32405. The entity is a non-public Limited Liability Company set-up to own, operate, and manage the property located at 501 West 19th Street. The property management services are not investment-related. Mr. Tipton is a Member of Roundabout 19 and spends approximately 1 hour a month during non-business hours managing the property. 4/2004 - Present: Tipton Venture, LLC, 152 Hombre Circle, Panama City, Florida 32407. The entity is a non-public Limited Liability Company set-up to invest in real estate property located in the Panama City area. The LLC is currently inactive. The personal investment projects of Mr. Tipton are not investment-related. Mr. Tipton is the Managing Member and spends approximately 1 hour a month during non-business hours working on personal real estate opportunities.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 14, 2001 - December 31, 2022

CPA GROUP INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 114383

PANAMA CITY BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

CPA GROUP INVESTMENT MANAGEMENT, LLC

CPA GROUP INVESTMENT MANAGEMENT, LLC | SC&G FINANCIAL ADVISORS, LLC

CRD#: 114383 / SEC#: 801-60572

RIA

Registered Investment Advisory firm - (3/23/2011 Terminated)

Alabama

Registered Investment Advisory firm - (9/7/2001 Terminated)

Florida

Registered Investment Advisory firm - (3/18/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

501 West 19th Street, Panama City, FL 32405

Mailing Address

P.o. Box 1100, Panama City, FL 32402

Phone number

(850) 769-9491

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	148
AUM (Assets Under Management)	$ 37,300,000

Red Flags

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