Jay S. Mccraw
Professional summary
Jay Scott Mccraw, CIMA® is a registered financial professional currently at FIDELITY & GUARANTY SECURITIES, LLC located in Des Moines, Iowa.
Jay is registered as a RR (Registered Representative) and started their career in finance in 2001. Jay has worked at 9 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jay Scott Mccraw's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2023 - Present
FIDELITY & GUARANTY SECURITIES, LLC
Office #1: 801 Grand Ave, Suite 2600, Des Moines, IA 50309June 10, 2021 - August 13, 2021
LPL FINANCIAL LLC
June 4, 2021 - February 4, 2022
SYMPHONY FINANCIAL, LTD. CO.
January 1, 2010 - November 18, 2020
INVESCO ADVISERS, INC.
May 29, 2007 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
May 29, 2007 - November 18, 2020
INVESCO DISTRIBUTORS, INC.
August 2, 2006 - March 27, 2007
CETERA WEALTH SERVICES, LLC
November 24, 2005 - June 1, 2006
CUNA BROKERAGE SERVICES, INC.
June 13, 2005 - June 1, 2006
CUNA BROKERAGE SERVICES, INC.
September 25, 2001 - May 27, 2005
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2024)
(5/14/2023)
(6/5/2024)
(6/5/2024)
(6/5/2024)
(6/5/2024)
(6/5/2024)
(6/5/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720 / SEC#: , 8-70916
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY & GUARANTY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| ANDERSON, STEPHEN FRANCIS | CHIEF COMPLIANCE OFFICER AND AML OFFICER | 1181095 |
| BARRETT, RONALD JOHN JR | DIRECTOR | 2480222 |
| CANTONWINE, TESSA ELIZABETH | SECRETARY | 5626630 |
| OLSON, THOMAS G | CHIEF EXECUTIVE OFFICE AND DIRECTOR | 2393888 |
| PHELPS, JOHN A | DIRECTOR | 5664815 |
| RIP, OLGA | FINOP PRINCIPAL, PRINCIPAL OPERATIONS OFFICER, AND PRINCIPAL FINANCIAL OFFICER | 5440553 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720Des Moines, IA 50309TRUST BUT VERIFY
Monitor Jay Mccraw
Get automatic monthly alerts on:
