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Gregory Elden-earle Mckenzie

CRD# 4449162·Registered 2001 - 2015
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Elden-earle Mckenzie, who also goes by Grecory Elden-earle Mckenzie, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 2001 - 2015. Gregory had worked at 3 firms and has passed the Series 63, SIE, Series 37 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Grecory Elden-Earle Mckenzie

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

SALMAN PARTNERS (USA) INC.·CRD# 43842
BD
Toronto
April 2, 2015 - December 24, 2015
HAYWOOD SECURITIES (USA) INC.·CRD# 42072
BD
Toronto, On
April 28, 2010 - March 24, 2015
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
December 14, 2001 - August 12, 2002

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Current Firm

SP
SALMAN PARTNERS (USA) INC.

SALMAN PARTNERS | SALMAN PARTNERS (USA) INC.

CRD#: 43842 / SEC#: 8-50470
BD
Terminated by SEC on 03/15/2016

Contact Information

Firm Type

Corporation

Fiscal Year End

October

Documents

Direct owners and executive officers

NamePositionCRD#
SALMAN PARTNERS INC.SHAREHOLDER—
CHAN, VICTOR SI-HO MR.VICE PRESIDENT & CCO5197079
JONES, GINALEE MARIEVP, CFO6436247
SALMAN, TERRANCE KPRESIDENT & CEO2940036

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 37 — Canada Module of the General Securities Registered Representative (With Options Questions)

Passed Apr 2010

Series 7 — General Securities Representative Examination

Passed Dec 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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