Gregory E. Mckenzie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Elden-earle Mckenzie, who also goes by Grecory Elden-earle Mckenzie, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2001. Gregory had worked at 3 firms and has passed the Series 63, SIE, Series 37 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2015 - December 24, 2015
SALMAN PARTNERS (USA) INC.
April 28, 2010 - March 24, 2015
HAYWOOD SECURITIES (USA) INC.
December 14, 2001 - August 12, 2002
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 37
Date: 4/27/2010
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
SALMAN PARTNERS (USA) INC.
CRD#: 43842 / SEC#: , 8-50470
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
