Neil S. Samuels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Stewart Samuels was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 2001. Neil had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2009 - February 7, 2017
NEIL STEWART ADVISORS, LLC
September 5, 2006 - September 10, 2007
LEVEL FOUR FINANCIAL, LLC
September 1, 2006 - September 10, 2007
LEVEL FOUR FINANCIAL, LLC
April 20, 2004 - June 24, 2005
GUNNALLEN FINANCIAL, INC
October 16, 2002 - April 23, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 3, 2002 - September 25, 2002
NEW ENGLAND SECURITIES
November 7, 2001 - August 2, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
NEIL STEWART ADVISORS, LLC
CRD#: 149055 / SEC#:
Contact information
Red Flags
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