Vincenzo F. Fontana Barone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincenzo Francesco Fontana Barone, who also goes by Enzo Fontana, VInce Francesco Fontana, Vincenzo Francesco Fontana, Vincenzo Francesco Fontana-barone, was a registered financial professional .
Vincenzo is a previously registered financial professional and started their career in finance in 2001. Vincenzo had worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2023 - December 14, 2023
I-BANKERS DIRECT, LLC
January 19, 2021 - October 19, 2022
I-BANKERS DIRECT, LLC
September 18, 2009 - August 13, 2012
IAA FINANCIAL LLC
June 9, 2004 - October 2, 2009
GUNNALLEN FINANCIAL, INC
November 20, 2002 - June 23, 2004
LADENBURG THALMANN & CO. INC.
October 4, 2001 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/16/2021
General Securities Representative ExaminationCurrent Firm
I-BANKERS DIRECT, LLC
CRD#: 167533 / SEC#: , 8-69264
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IB DIRECT, LLC | SOLE MEMBER | |
| THAYER, LARRY DANIEL JR | CCO, CONTROL PERSON FOR SHUTDOWN ACTIVITIES | 4598879 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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